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Industry Expertise

Protecting Client Assets and Regulatory Standing
Financial Services

Financial services organizations operate under the most demanding regulatory frameworks in any industry. A security incident is not just a technology failure — it is a compliance event, a client trust failure, and a regulatory investigation.

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24/7
Monitoring & Support
SOC 2
Type 2 Certified
300+
Organizations Served
99.9%
Uptime Commitment
Newsweek Most Reliable
CRN MSP Elite 250
Certified B Corporation
SOC 2 Type 2 Certified
20+ Years Experience

Compliance and Regulatory

Your Technology Challenges Are Different from Everyone Else's

A network outage for most businesses means lost productivity. In healthcare it means
disrupted care. The demands on your IT infrastructure — and your IT partner — are
categorically higher.

01

Ransomware Targeting Financial Data

Financial institutions are primary ransomware targets. Attackers have specifically mapped attack chains against core banking, wire transfer, and client data systems.

02

Regulatory Examination Preparation

FFIEC examinations are thorough and consequential. Organizations without documented security programs and evidence of continuous controls face findings that can result in enforcement actions.

03

Third-Party and Supply Chain Risk

Financial services firms rely on a dense ecosystem of fintech vendors, data processors, and third-party service providers — each a potential attack surface that regulators now require you to assess and manage.

Compliance and Regulatory

FFIEC Compliance & Regulatory Requirements

BetterWorld Technology designs and manages your compliance program as a continuous service — not a one-time project. Your FFIEC obligations are covered by the same managed security program that handles your 24/7 monitoring and incident response.

HIPAA HITECH SOC 2 NIST CSF NIST 800-171 42 CFR Part 2
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FFIEC Compliance

Financial institutions face Federal Financial Institutions Examination Council requirements across cybersecurity, business continuity, and third-party risk. Our vCISO team navigates these examinations with you.

FTC Safeguards Rule

RIAs, broker-dealers, and other financial services firms must comply with the revised Safeguards Rule — requiring formal security programs, risk assessments, and qualified security personnel.

SOX IT Controls

Publicly traded financial institutions require documented IT general controls and change management processes that satisfy Sarbanes-Oxley auditors. We implement and manage those controls continuously.

What We Deliver

Managed IT & Security Services for Financial Services

A complete managed IT and cybersecurity program purpose-built for clinical
environments, compliance obligations, and 24/7 operational demands.

A complete managed IT and cybersecurity program purpose-built for clinical environments, compliance obligations, and 24/7 operational demands.

Cyber Threat Detection

AI-powered EDR and managed SIEM monitoring financial transaction systems, core banking platforms, and employee endpoints around the clock — with alerts mapped to FFIEC examination criteria.

Third-Party Risk Management

Financial regulators scrutinize vendor relationships. We maintain your vendor risk register, review BAAs and contracts, conduct vendor security assessments, and document the program for examiner review.

Incident Response & Forensics

A documented IR plan with defined notification timelines is required under FFIEC and state regulations. Our SOC activates IR immediately — containing threats while initiating regulatory notification workflows.

Compliance Documentation

FFIEC examination-ready documentation — risk assessments, penetration testing evidence, patch compliance reports, and access control logs — generated continuously rather than scrambled together before each exam.

Why BetterWorld Technology

Why Financial Services Organizations Choose
BetterWorld Technology

We have been serving healthcare organizations since our founding. We understand the intersection of clinical operations, regulatory obligation, and cybersecurity risk that makes healthcare IT fundamentally different from every other industry.

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FFIEC

Examination-ready IT controls and documentation maintained continuously, not assembled the month before an exam.

Insider Threat

Role-based access controls, privileged account monitoring, and behavioral analytics protecting client account data from internal threats.

Wire Fraud Prevention

Email security, authentication controls, and employee training specifically targeting business email compromise — the primary vector for wire fraud at financial institutions.

Industries We Serve

We Serve Organizations Across Every Major Industry

Purpose-built IT and cybersecurity for the sectors that demand the highest standards of security, compliance, and reliability.

 
Financial ServicesHealthcareManufacturingEducationLegal ServicesGovernment ContractorsNonprofitsPrivate EquityAct 60TechnologyAccountingBankingDefense ContractorsReal EstateInsuranceConstructionAutomotive

Financial Services IT FAQ

Common Questions About IT Services for Financial Services

We implement and manage the controls required for SOC 2 Type 2, GLBA, and SEC cybersecurity frameworks. This includes access management, encryption, logging and monitoring, vendor risk management, and annual risk assessments. We prepare audit-ready documentation and coordinate with your external auditors.
Financial firms face targeted phishing and business email compromise, insider threat risk, third-party vendor risk, and increasing regulatory scrutiny. BetterWorld Technology addresses these with layered security controls, privileged access management, zero trust architecture, and continuous monitoring through our SOC.
Yes. We support registered investment advisers and broker-dealers with SEC cybersecurity rule compliance, annual risk assessments, data protection policies, and incident response planning. Our advisors understand the intersection of technology risk and fiduciary responsibility.

Ready to Get Started?

Your IT Deserves a Better Partner

Connect with BetterWorld Technology today to discuss how managed IT services can reduce risk, improve performance, and free your team to focus on what matters most.

 
Connect With Us (866) 583-8122
Newsweek
Most Reliable 2026
|
CRN
MSP Elite 250
|
Real Leaders
Top Impact Company
|
Clutch
Top MSP — Global
|
Certified
SOC 2 Type 2
|
Certified
B Corporation
|
Newsweek
Most Reliable 2026
|
CRN
MSP Elite 250
|
Real Leaders
Top Impact Company
|
Clutch
Top MSP — Global
|
Certified
SOC 2 Type 2
|
Certified
B Corporation
|

Client Results

Trusted by 300+ Organizations

98% client renewal rate. 90%+ CSAT scores. 24/7 coverage across 11 countries.
★★★★★

"BetterWorld Technology transformed our IT infrastructure. Their proactive approach means we rarely deal with downtime. They truly act as a partner, not just a vendor."

Director of Operations
Healthcare Organization — Chicago, IL
★★★★★

"Their cybersecurity team helped us achieve SOC 2 Type 2 compliance in under six months. The vCISO advisory was exactly what we needed at our stage of growth."

VP of Technology
Financial Services Firm — Washington DC
★★★★★

"We switched from a national MSP to BetterWorld and the difference is night and day. Responsive, knowledgeable, and they understand nonprofits. Renewal is automatic for us."

Executive Director
Human Services Nonprofit — Denver, CO

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